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IARD/CRD#

The IARD/CRD# is used by the Securities & Exchange Commission to provide background information on a firm. Click here to research a firm.

Terms and Conditions×

Schwab operates this Advisor Directory to provide helpful information to you. It includes some, but not all of the registered investment advisors (“RIAs”) that custody client assets with Schwab. There may be other investment professionals in your area.

The Directory generally includes RIAs registered with the SEC or state securities regulators, and those that have had some client assets with Schwab for at least 1 year, and have $25MM in regulatory assets under management as of their last Form ADV registration filing with the SEC or one or more states.

By clicking "I Agree" below, you agree that you:
  • Understand the purpose and limitations of the Directory.
  • Will not rely only on this list and acknowledge that you are solely responsible for your own research when hiring an advisor.
  • Understand that Schwab is not endorsing, recommending, or referring any advisor listed in the Directory.

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Firms listed are provided as a convenience and are not a specific recommendation of any firm in the directory. Be sure to identify your own investment goals and perform your own research to help you decide whether a specific firm is right for you.

Firms listed are provided as a convenience and are not a specific recommendation of any firm in the directory. Be sure to identify your own investment goals and perform your own research to help you decide whether a specific firm is right for you.

Firms listed are provided as a convenience and are not a specific recommendation of any firm in the directory. Be sure to identify your own investment goals and perform your own research to help you decide whether a specific firm is right for you.